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Who makes the law in Britain?

John Jackson, 6 - 12 - 2007
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One thing is certain: if we do eventually get a written constitution for our country it will not start with the words "We the judges".

This remark is made only partly in jest. As Lord Bingham, our senior Law Lord, has made clear recently there is, in his view, a serious problem which we cannot wish away and must not ignore. To put it starkly, it is the incompatibility between the rule of law and the sovereignty of parliament.

At the centre of the problem is the role of the judges in relation to parliament (and the laws it makes) and to government (and the way in which it uses those laws). This is a defining issue of public power and therefore one of great concern for any democrat. The language we need to use to describe these things is often scorned as ‘abstract'. It isn't. It is describing the realities of processes that take time but are nonetheless all too real.

We are one of the very few representative democracies who do not have a written constitution. In most, if not all, countries which do the terms of the constitution incorporate the components of the rule of law as understood and accepted in the country concerned. If it is a democracy, this will reflect what can be regarded as the democratic, popular will. And in such democracies it is the constitution itself which is the highest law and binds all citizens and all the instruments of their state.

It then follows that the judges have a constitutional duty, usually when asked, to consider whether a law enacted by the legislature is consistent with the constitution. If they think there is inconsistency they must say so, give their reasons and strike the law down. The same approach applies if the judges are required to consider the way in which government uses its powers. Because the constitution incorporates the rule of law there may be issues of interpretation but not of incompatibility because the arrangement is coherent and legitimate.

Our position in the United Kingdom is different. We have no written constitution and what constitution we do have is subject to the will of parliament. If parliament wishes to change any part of what is believed to be our constitutional settlement, it may. That is what parliamentary sovereignty is: parliament can do anything it likes.

Well - can it? Has something changed? In 2005 parliament passed the Constitutional Reform Act. Section 1 of the act provides that the Act does not adversely affect "the existing constitutional principle of the rule of law".

In November 2006 Lord Bingham remarked in a public lecture (opens pdf) that parliament's affirmation of the rule of law as an existing constitutional principle has an important consequence for the judges. I have written about this recently. I have been thinking more about it since, and the more important the issue seems to me to become - it demands a much wider public debate.

In Bingham's view, judges are now "bound to construe a statute so that it did not infringe an existing constitutional principle, if it were reasonably possible to do so". This can only mean that (although he did not say so explicitly) in the view of our senior law lord, if it was not "reasonably possible to do so" the judges would have to rule - doubtless with great reluctance - that an act of parliament was unlawful.

Lord Bingham noted that parliament had left ‘the rule of law' undefined, leaving that, apparently, to the judges. He then proposed eight sub-rules that together could be said to make up the rule of law. Those proposals look "right" and relevant to the real world. But that gives teeth to Lord Bingham's "serious problem". What are the judges to say if parliament enacted, and government attempted to enforce, a measure which on any common sense, civilised basis could not be compliant with the rule of law? They could not remain silent.

Reader, have I lost you? I hope not. We live in a country without a written constitution. For us, parliament is sovereign. The judges may interpret the laws parliament has passed but they may not sit in judgement on parliament itself. This has been our tradition and our law. But now Parliament has described as a fact that the rule of law is a principle of our constitutional order. What happens if parliament then passes a law which seems to breach this principle? Why, it could be unconstitutional. Who can decide this? The judges.

Government ministers, and to some extent parliament, have become increasingly uncomfortable with some of the things the judges have said in declaring statutes and measures as incompatible with the Strasbourg Convention which has been incorporated (by parliament) in our Human Rights Act. But on this, the Act sets out that judges only have the power to make a declaration of incompatibility because, as the Blair government saw it, "To make provision... for the courts to set aside Acts of Parliament would confer on the judiciary a general power over the decisions of Parliament which under our present constitutional arrangements they do not possess, and would be likely on occasions to draw the judiciary into serious conflict with Parliament."

Nevertheless, such has been the political reaction to a number of judgements that it is now suggested that our Human Rights Act be repealed and replaced with a measure deemed to be more suitable for a country under terrorist threat. Leaving aside the fact that we would still be bound by the Strasbourg or European Convention (unless we disowned it completely which might not be compatible with remaining a member of the European Union), it is now doubtful whether such a move would have the expected affect.

There is little in the Strasbourg Convention that does not fit comfortably within what most people would see as the range of the rule of law, which the judges would, per Lord Bingham, still be obliged to use as a yardstick. Could parliament "cure" that by repealing the first section of the Constitutional Reform Act? That is where the phrase "existing constitutional principle" bites. It is one thing for parliament to have the ultimate sovereignty over law but, however much it may regret it, parliament does not have sovereignty over fact. And to talk of an "existing constitutional principle" sounds very much like an acknowledgement of fact. Parliament could hardly now announce and enact that the rule of law is not an existing constitutional principle!

The problem is compounded by the extent to which a combination of our political party system, the whip, the "payroll vote" and the ability of the Prime Minister to threaten a general election have made the House of Commons the servant of government. The distinction between the executive and the legislature has, for constitutional purposes, been largely lost and we have come perilously close to governmental or executive sovereignty.

Undoubtedly this has coloured both the views of the judges and those who disagree with them. For example, John Denham MP has said that, in effect, the judges have been in conflict with parliament and have gone further than just reining in government. Having been opposed to a written constitution he now favours one to limit judicial power and prevent their blocking of the democratic will of parliament. One wonders whether he realises that a written constitution which preserved the total sovereignty of parliament as he conceives it would be a strange document.

Some judges also have made alarming claims. One senior former judge is believed to hold the view that a disadvantage of a written constitution is that it would fetter the discretion of the judges. Others have suggested that the supremacy of parliament is a construct of judge made common law and "it is not unthinkable that circumstances could arise where the courts may have to qualify a principle established on a different hypothesis of constitutionalism." Those words were Lord Steyn's and featured in his judgement in the Parliament Act case (in which I was involved). In the same passage he referred to "a sovereign Parliament acting at the behest of a complaisant House of Commons" - a clear reference to the possible combined affect of a neutered House of Lords and a first chamber under the control of headstrong party government which has undermined traditional if often informal ‘checks and balances'.

Lord Bingham agrees with the view that the judges should not have the "final word" in our legal system. This is one reason that, without discussing the fine difference between "judge developed" and "judge made" law, he disagrees with Lord Steyn on the latent power of the judges to change the constitution. However, he believes that "our constitutional settlement has become unbalanced, and the power to restrain legislation favoured by a clear majority of the Commons much weakened, even if, exceptionally, such legislation were to infringe the rule of law."

He does not propose a solution but he has clearly warned of the possibilities if nothing is done. The admission of supremacy for universal, but effectively judge defined, "laws" by which parliament itself is, on its own admission, bound could, if the present position is allowed to drift on, put a large amount of social - almost legislative - power in the hands of the judges. Is this what we, or they, want?

Given that Lord Bingham is right, and that sitting on our hands is no solution, what should we do? I say "we" because this is "our" country and it is "our" problem. It is not in "our" interests to allow "our" judges and "our" parliament to get in each others hair. But it is in "our" interests that they are both effective and fit together in a clear constitutional context. The importance of "we" looking after "our" interests is emphasized by reading what Jack Straw said to the Lord's committee (opens pdf) on the constitution as recently as last October. He recommended that the whole committee read what Lord Bingham had said a year earlier about the importance for the judges of the Constitutional Reform Act. It is also clear from his evidence that either he did not understand the significance of the point or, more likely in my view, was not anxious to discuss it. If "our" government is not interested in looking after "us", "we" must.

It is difficult to see a sensible alternative to following the example of most of the rest of the democratic world and adopting a written constitution. Examining how South Africa, which needed a new constitution as a "peace treaty", went about securing popular commitment to an agreed text - and a constitutional structure that includes a constitutional court - would be a useful start.

Our government is talking about constitutional change and, with regard to the judges, is consulting on the system for appointing them which ensures their independence. That is, of course, important. But it would be better by far to settle what, when push comes to shove (as it may well), the judges are supposed to do. The debate over ID cards and the database state shows that new principles about the role, limits and powers of the state now need to be forged. At the same time the old principles of our system of sovereignty are shifting in quite fundamental ways. It is of great importance that these issues are intelligently debated in public and by the public.

 

Moderator: this article is part of an ongoing debate organised by the OurKingdom blog of openDemocracy and you can find a post specifically about it here.

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ianniscarras said:

Fri, 2007-12-07 16:59
First rate analysis, thank you. But is a constitution what is needed? * The problem with drafting a constitution is that it presupposes a starting point, a time when all or at least the vast majority of citizens agree that they are contracted together by certain key principles or values. Other countries have found it convenient to draft such documents after dictatorships or wars, and then to modify them later. Starting from scratch would seem a harder proposition, less likely to meet with widespread approval and more likely to result in general bickering (as with the EU attempt). * After all any constitution can only be a rough and ready document, either brief and elegant but open to a wide range of interpretations (by judges) or specific, delineating exactly where and how the judiciary may intervene, and therefore both inelastic and cumbersome. * My question then: if, as seems to be the case, there is a need to delimit the role of the legislature and the judiciary in the UK, can this be achieved through a series of changes over a certain period of time rather than trying to impose a constitutional settlement in one fell swoop? Iannis Carras, Athens, Greece.
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Keith McBurney said:

Sun, 2007-12-09 09:10
There is no such thing as British Law. There are two Acts of Union: one by the suspended and yet to be reconvened English Parliament; the other by the suspended and reconvened Scottish Parliament. Arguably neither act was legitimate. In Scotland, it is the people who were and remain individually and severally sovereign under the rule of law, much like elsewhere. In the rest of the UK, it is the UK parliament which claims sovereignty. On whose behalf and with what legitimate right?
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Anthony Barnett said:

Sun, 2007-12-09 22:35
There is an interesting argument from last year by Joshua Rozenberg about how unintended consequences may increase the role of the judicialry which was published in the Telegraph here:
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paul.carline said:

Tue, 2007-12-11 11:02
Britain (the British state) claims to be a democracy. The fundamental principle of democracy - the literal meaning of it - is 'people power'. It is is normally expressed as 'popular sovereignty'. Parliamentary sovereignty is compatible with popular sovereignty only if and when the people have decided - formally agreed by some means such as a referendum - that that is the system by which they would like the state, or certain aspects of public life, to be organised (and I emphasize 'organised' - NOT 'governed', which immediately implies a claim of superior power by the government, which ought properly to be termed an 'executive'). The parliamentary claim to sovereignty in the absence of formal public approval inescapably invalidates the claim to be a democracy. It does not matter a whit that many or most so-called 'democracies' practise the same deception. Hailsham's description of the British state as an "elective dictatorship" remains accurate. Indeed, to the extent that the state claims to be a democracy, it may be said to be illegitimate under its own terms. Britain is a democracy - though an extremely flawed one, still without proportional representation and dominated by the party machines - for only one day every four or five years, when the principle of popular sovereignty is tacitly recognised, before being recalled the very next day. Relying on the judiciary as the sole line of defence against the routine abuse of power by the executive is wholly unsatisfactory. The rule of law must be inscribed in a written constitution protected by a constitutional court. For it to be a democratic constitution, it must be drafted essentially by the people (with expert advice) and agreed by them in a national referendum. A democratic constitution would severely limit the power of the executive and even of parliament. Any change to the constitution would have to be approved by the people in a referendum. Any law passed by parliament could be challenged if a prescribed minimum number of voters requested it. If the required quorum was reached, the matter would be decided in a referendum. The people could themselves propose new laws and changes to the constitution. There might be provision for the recall of elected officials and the impeachment of ministers. The people would be free to choose a federal system, if that is what they wanted. In essence, sovereignty and decision-making would be devolved to the lowest practicable level, rather than being concentrated in fewer and fewer hands as at present. There could be local tax-raising and tax-gathering powers. This is no pie in the sky. What I have described already exists. It is Swiss democracy - a democracy where the 'executive' is at the bottom of the inverted pyramid of sovereignty, with the parliament(s) in between, and the people at the top. There are 26 sovereign cantons, each with its own constitution, parliament and executive. In this system, party influence is greatly diminished: the national executive consists of seven people representing four different political parties. It has no decision-making power, only that of initiative. There is no good reason why Britain should not also enjoy the benefits of such a system (and the benefits of Swiss direct democracy are confirmed by academic research). What stands in the way are only vested interests, primarily of the major parties, but also of all those who benefit from the current undemocratic and unjust status quo. As voters, we have allowed ourselves to be conned into accepting a system which is deliberately designed to prevent major change, to resist challenges to the status quo. We have no democratic mechanisms - such as popular initiatives and citizen-initiated referendums - for even expressing our views on radical constitutional change. We are in a multiple Catch-22 situation, in which we are essentially asking the controllers - the vested-interest parties - to relinquish much of their power. Why should they listen?
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mm_3 said:

Tue, 2007-12-11 18:23
Not wishing to deny the importance of interactions and struggles among the legislative, the judiciary and the executive, I would have liked John Jackson in his essay to consider, beyond a "debate" which he recommends, the role of "the public" in public governance. A comment of mine made in Our Kingdom is relevant here:

Michael Macpherson, on May 30th, 2007 at 6:13 pm Said: As often in British debate about constitution what is glaringly missing is that essential organ of the body of state, the people. While the term “sovereignty” (of parliament) is not defined in Daniel Leighton’s ... report, the requirement sine qua non for a healthy constitution, that power expressly originates only from the people, was apparently not considered by the assembled experts. Clearly, an elected parliament has received the right to wield power, on loan from the electorate. In this way it may legislate and rule (as “sovereign”) over all persons, groups and institutions (e.g. churches, commercial companies, aristocrats, even talk show hosts). The right to exercise sovereignty remains with the people. For instance, on a proposed Westminster or Holyrood law, the electorate should be able exercise the veto. Consequently and naturally (sic), the right to propose law (as in citizens’ initiative, “ballot issues”) is an essential component of constitution.

Literature: A senior Manchester law student’s dissertation, to be found at our web site. "Referenda: Plebiscites or Opinion Polls An Analysis of the Use, Constitutionality and Appropriateness of Direct Democracy in the British Constitution". See “Free paper by guest author” http://www.iniref.org/learn.html

--------------------------

What a democratically empowered electorate can do in running their state does not have to be vague and only hypothetical -- Paul Carline's above remarks about citizens' democracy make this clear. The behaviour in office of ministers and judges is different in a polity whose law and constitution are democratically -- sometimes directly so -- subject to the will and deed of the people. For instance, the authorities in their deliberations, proposals and decisions show greater consideration of this will.

Regards,

Michael Macpherson
Guildford and Berlin

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Keith McBurney said:

Fri, 2007-12-14 02:17
Thank you Paul and Michael. Crystal clear. Why indeed should those parties of elective dictatorship listen? As yet, it appears only the LibDems offer hope at the next general election if they hold fast to their "For the People, By the People" policy for a new and codified constitution with the sovereignty of the people at its heart . And thank goodness for the Scottish Parliament and its present executive catalyst. No wonder so little is heard of Confederacy from on high given its unique accommodation of both pro-Independence and pro-Union preferences.
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mm_3 said:

Sat, 2007-12-22 11:47
Keith, thanks for drawing my attention to the LibDem's policy statement. I mention it in the following:

Citizens and Direct Democracy:
What chance of reform do the major UK political parties offer?

EXTRACT
Full version: http://www.iniref.org/latest.html

The countries of the british isles and the UK as a whole are near the bottom of the league table in citizens' (direct) democracy CDD (see Table, ...). Way, way ahead of the UK are countries of the Baltic, several east-european countries since 1990, Italy, Ireland and Lands of the Federal Republic of Germany. The headings in the Table clearly indicate what is meant by CDD (see also definition, 1).

Now that an early general election has been fought off and we find ourselves in the continuing mid-life crisis of a third consecutive Labour Party government, it is time to take our magnifying glass in order to search the utterances of opposition, government, and their thinker-gurus, for serious proposals of democracy reform. Owing to lack of resources and staff (please see our I&Rgb fund appeal and remember 'tis Yuletide) we cannot pretend that this search has been exhaustive. In this December 2007 update we will consider only the three major parties.

(....) more via http://www.iniref.org/latest.html

Greetings of the season from
Michael Wallace-Macpherson
and

I&R ~ GB Citizens' Initiative and Referendum
Campaign for direct democracy in Britain
http://www.iniref.org/
e-mail: info@iniref.org

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